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“The trial was kept secret by the American media.
It is inconceivable that the longest trial in the
United States at the time it was taking place was only covered by the local Miami press,
particularly where generals and an admiral as well
as a White House advisor were all called to
testify for the defense. Where was the American
media for six months? Not only was this the
longest trial, but it was the one case involving
major issues of foreign policy and international
terrorism. The question should be directed to the
American media, which continues to refuse to cover
a case with such gross violations of fundamental
rights, and even violations of human rights of
prisoners”.
Answer by Leonard Weinglass
Forum on
www.antiterroristas.cu , September 12, 2003
“As a further special condition of supervised
release the defendant is prohibited from
associating with or visiting specific places
where individuals or groups such as terrorists,
members of organizations advocating violence,
and organized crime figures are know to be or
frequent”.
Transcript of Sentencing Hearing
Before The Honorable Joan A. Lenard 12/14/01 (Pages 42-43 and 45-46)
UNITED STATES
V.
GERARDO HERNÁNDEZ NORDELO
RAMÓN LABAÑINO SALAZAR
ANTONIO GUERRERO RODRÍGUEZ
FERNANDO GONZÁLEZ LLORT
RENE GONZÁLEZ SEHWERERT
FIVE CUBAN POLITICAL PRISONERS: THE CASE FOR A
FAIR TRIAL
Hostages to Miami politics
Gerardo Hernández Nordelo, Ramón Labañino Salazar,
Antonio Guerrero Rodríguez, Fernando González
Llort, and René González (not related) are five
young Cubans arrested in Florida in September
1998.
They were tried and convicted of espionage and
related charges in the one place they could not
get a fair trial: Miami.
Their case is typical of the political trials the
United States criticizes as contrary to respect
for human rights when they occur in other
countries. Unless overturned on appeal, it is also
likely to be cited as precedent for denying a fair
trial to other men and women tried in the United
States.
In what has become standard treatment for those
whose political or religious beliefs or national
origin are deemed suspicious by the United States,
the five were held without bail for 33 months
between arrest and trial. The arrests were all
carried out without incident, and there was no
suggestion that any had weapons, or had ever lived
as anything other than peaceful members of the
community. Two are U.S. citizens, having been born
in the United States to Cuban parents who fled the
reign of corruption and terror of Cuban dictator
Fulgencio Batista. All were well-regarded in the
communities where they lived and worked.
In spite of all that, they were not only denied
the right to bail, but also kept, for 17 months,
in solitary confinement cells used to punish
prisoners guilty of assault and other violent
behavior after being sentenced. They were
completely cut off from their families and young
children, and not even able to communicate with
each other. Even under these extreme conditions,
however, the prosecution failed in its objective
of making the arrested men so disoriented and
desperate that one or more would falsely confess
and implicate others in exchange for a promise of
leniency. Rather, they went to trial with the
truth as their defense, calling retired U.S.
military officials and Miami-based leaders of
plots to overthrow the government of Cuba to show
that their only offense was using false identities
(with the exception of Antonio Guerrero and Rene
Gonzalez who were U.S. citizens and used their
true identities) ) to enable them to help protect
their country from violence perpetrated by
US-based organizations and to assess the
likelihood of military attack by the United
States.
Loyal Cubans, Yes; Spies, No.
Espionage on behalf of Cuba and murder involving
the shoot down of 2 aircraft over Cuban waters,
the most serious allegations, were not charged as
crimes actually committed, but as conspiracies,
together with other related lesser offenses. As
pointed out below, the use of “conspiracy”
relieved the prosecution of the burden of proving
that these offenses actually occurred.
Unique in the annals of American jurisprudence was
the charge of conspiracy to murder levelled
against Gerardo Hernandez . It became the focal
point of the trial and involved the February 24,
1996 downing of 2 planes belonging to the
Miami-based organization calling itself “Brothers
to the Rescue” by the Cuban Armed Forces as they
persisted in flying into Cuban airspace. The group
was led by Miami-based Bay of Pigs veteran, José
Basulto. The Five were all in Miami at the time, and none was involved in making or
executing the order to shoot down the planes after
they ignored warnings not to proceed into Cuban
airspace.
The Five were working with the Cuban Government to
protect Cuba from invasion and terrorism
organized, funded and launched from Miami and
presented evidence to show the serious threat
posed by Miami-based terrorism. They showed how
they had infiltrated some of the Miami-based
organizations, and how US law enforcement had
failed to act on evidence turned over by Cuban
authorities before their arrest. They also
presented evidence to show that the only military
information to which they had access was publicly
available. Furthermore, they presented testimony
from high-ranking former U.S. military and
intelligence officials to the effect that Cuba
poses no military threat to the United States, but
is only interested in knowing what it needs to
know in order to defend against the threat of
attack, either by the United States
or US-based mercenaries.
The passionate climate that surrounds every issue
even remotely related to Cuba in Miami made any
objective evaluation of the evidence impossible.
Despite the fact that it heard 74 witnesses (43
for the prosecution and 31 for the defense) over a
period of nearly seven months, a Miami jury only
deliberated for short periods of time during 4
days without even submitting a single note or
query to the court to find all five defendants
guilty as charged in each of the 26 counts of the
indictment. It asked not a single question about
the complex principles of law involved, and did
not make a single request to review any of the
testimony.
The five are now hostages to the irrational hatred
of the extraordinarily powerful enclave of Cuban
exiles who have made Miami the provisional capital from which they work––with the
support of federal, state and local government––to
overthrow the government of
Cuba. This group has so dominated public opinion
in Miami about anything even remotely related to
Cuba that the human rights organization Americas
Watch published two reports titled ”Dangerous
Dialogue” (1992) and “Dangerous Dialogue
Revisited” (1994). Along with newspaper and other
media reports, they document the scores of
assassinations, and hundreds of bombings and
arsons as well as threats and extortion used to
control public opinion about Cuba in Miami.
“An impossible place for justice”
“When it comes to Cuba, Miami is an impossible
place for justice,” Antonio Guerrero told the
judge at his sentencing. By that time, the defense
had filed no less than five motions to move the
trial to a more neutral site. It was obvious that
Miami was the last place in the world the five Cubans could
get a fair trial. Social science backs up
Guerrero’s observation. One of the nation’s
foremost experts in the Cuban exile phenomenon,
Dr. Lisandro Pérez,
wrote, “the possibility of selecting twelve
citizens of
Miami-Dade County who can be impartial in a case
involving acknowledged agents of the Cuban
government is virtually zero.”
Weighing against the defendant’s right to a fair
trial before impartial jurors was intense local
pressure for revenge for the shoot-down. When the
defense pointed out that under the prevailing law,
the hostile climate of opinion in Miami resulted
in such a probability of unfairness as to “require
. . . a change of venue to assure a fair and
impartial trial,” the prosecution responded
indignantly that the defense was unfairly
comparing the cosmopolitan Miami to the small
Texas town involved in the case upon which the
defense relied. (Pamplin v. Mason, 364 F.2d
1, 5 (5th Cir. 1966). In fact, as the chief U.S. Attorney for the District was
later to acknowledge when he represented a client
facing a civil trial in
Miami, the similarities were more significant than
the differences. With respect to the trial of
these five Cubans, Miami was not a diverse cosmopolitan area in which no single group
or ideology controlled public opinion, but one in
which embittered Cuban exiles wielded political
and economic power and, when that did not work,
resorted to terrorism, to control public opinion
on any issue involving
Cuba. News reporter Jim Mullin of Miami, in a long
news article which was presented to the Court as
an exhibit on venue, decried the “lawless violence
and intimidation (which) have been hallmarks of
el exilio for more than 30 years” and then
detailed scores of bombings, assaults, murder
attempts and even assassinations in Miami and
elsewhere (such as Letellier-Moffit in D.C.) by
anti-Cuban terrorists.
In no other district would the defendants face
prospective jurors at least 20% of whom were men
and women who had left Cuba
because they disagreed with the government the
defendants were trying to protect. Among those
reporting for jury service was a director of the
Cuban-American National Foundation, which provided
funding for Basulto’s flights into Cuban airspace,
as well as more obviously terrorist ventures. He
was eliminated only because of what even the judge
characterized as his “bizarre behavior.” In no
other jurisdiction would the defendants be forced
to use nine of their 15 peremptory challenges just
to eliminate Cuban exiles, or their children, from
the jury. In no other jurisdiction would they face
at least sixteen prospective jurors who personally
knew someone identified in the indictment as a
victim, or a family member. One told how Basulto
was afforded official VIP status at the local
airport.
Only in Miami would these defendants be tried by a
jury drawn from a community permeated by what Dr.
Pérez termed an “exile ideology” which favors US
military intervention to topple Cuba’s government
and supports armed invasions by exiles––attitudes
confirmed by independent polling unrelated to the
case. So well-known are these positions––and the
consequences of diverging from them-- that
prospective jurors readily admitted they would be
afraid of retaliation “if I didn’t come back
with a verdict in agreement with what the Cuban
community feels, how they feel the verdict should
be.”
Miami stands alone as the only city in the United States
where Cuban musicians cannot perform and Cuban
artists cannot display their art without meeting
riotous protest, and organizers of academic
conferences require special protection because
Cuban academics will be attending. Miami is the
only city in the United States that would prefer
to cancel international sporting events to having
Cuban athletes present. Even the prestigious Latin
Grammies had to be transferred out of Miami twice
after violence and threats of violence caused it
to be moved to another venue. Miami-Dade County is
the only jurisdiction that passed an
unconstitutional ordinance requiring all who
sought funds for the arts swear that they had no
dealings with Cuba for the past ten years. And it
is the only jurisdiction with a monument to those
downed in the incident inside the County
government building, and streets and a plaza that
bear their names.
These facts reflect the extraordinary power of an
exile community that has managed to dominate local
politics in Miami-Dade in a manner unique in the
immigrant experience. Within two generations, it
has elected three adamantly anti-Castro Cubans to
the United States Congress. One, Ileana
Ross-Lehtinen, was tipped off about the
defendant’s arrest as a matter of professional
courtesy. Her husband is the former United States
Attorney; her campaign manager was Jeb Bush. Six
of the Miami-Dade County Commissioners are Cuban,
as is the Mayor, the State Attorney, the county
police chief, the fire chief, the superintendent
of schools, and the head of the public university
and community college systems. Cubans are not the
largest minority in Miami, but the largest single ethnic group, period. Unlike
most immigrants, they represent not the poor and
oppressed, but the wealthiest and privileged
sector of their homeland. In
Miami, their right-wing power-brokers ensure that
only the candidates who adopt the most hard line
with respect to Cuba progress to represent the
community at the polls and in other seats of
power. They are also among the main employees and
the major financial contributors to both political
parties and control most of the local media.
According to Dr. Lisandro Pérez, two events in
recent years served to galvanize this community
and reinforce its peculiar “exile ideology”
characterized by a “state of war” mentality. One
was the controversy which inspired Miami’s mayor
to announce that he would not authorize local
police to help carry out a federal order to return
a child––Elián González––to his father. The other
was the incident at the heart of the charges
against the Five: the February 24, 1996 decision
to shoot down the planes.
It was against this backdrop that the trial
proceeded in Miami.
Lacking Proof of Criminal Conduct, the Prosecution
Charged Conspiracy, Controlled the Evidence the
Jury was Allowed to Consider, and Committed a
Gross Act of Misconduct in Addressing the Jury.
The indictment contained 26 separate counts, each
charging from one to five defendants with specific
offenses. Most were minor charges relating to the
use of false identification. The most serious
charges, however, alleging espionage and murder,
carried life sentences. The indictment did not
actually charge the defendants with those crimes,
but rather, conspiracy to commit them. This
relieved the prosecution of actually having to
prove that any defendant had actually engaged in
espionage or committed murder, or even that these
offenses had actually occurred. Conspiracy, called
the “darling of the prosecutor’s nursery,” makes
the agreement or “meeting of the minds” a criminal
offense if either the purpose or the means to be
used are illegal. It also makes the prosecution’s
job easier, as it permits much evidence that would
otherwise be banished as hearsay.
This was not to be the only advantage given the
prosecution. By invoking the highly controversial
and secret provisions of the Classified
Information Procedures Act the prosecution was
able to control the evidence the jury was allowed
to see by denying the defense access to materials
the prosecution had gathered during it’s
investigation, some of it being documents taken
from the defendants upon their arrest.
With their case failing and in disarray, the
prosecutor, in his last argument to the jury,
falsely and prejudicially escalated the
government’s rhetoric against The Five by
declaiming, no less than three times, that the
defendants had come to America “in order to
destroy the United States.”
No Espionage
While the headlines repeatedly screeched “Spies
Among Us,” when the prosecution had to explain its
legal position, it backed away from any burden to
actually prove that “any co-conspirator actually
committed espionage, or actually gathered any
information, public or non-public.” At the time of
the arrests, spokesmen for the FBI reassured the
country that military information was “never
compromised,” while the Pentagon spokesman added
“there are no indications that they had access to
classified information or access to sensitive
areas.”
Rather, what the prosecution had was proof that
one of the five, Antonio Guerrero, had worked in a
metal shop on the Boca Chica Navy training base in
Southern Florida for five years. The base was completely open to the
public, and even had a special viewing area set
aside to allow people to take photographs of
planes on the runways. While working there,
Guerrero had never applied for a security
clearance, had no access to restricted areas, and
had never tried to get into any. Despite intense
intimidation from the prosecution, some
fellow-workers testified that he was an ordinary,
hard-working, out-going person who showed no
particular interest in secure areas. Indeed, while
the FBI had him under surveillance for two years
before the arrests, there was no testimony from
any of the agents about a single act of wrongdoing
on his part. And, while the government had seized
thousands of pages of documents from the Five at
the time of their arrest, missing was the hallmark
of all espionage cases in the past: there was not
a single page of classified material.
A
key witness for the prosecution was General James
R. Clapper, Jr.
a man with 32 years of experience in the
military working exclusively on intelligence
matters and who rose to become the Director of the
Defense Intelligence Agency before his retirement.
He had reviewed all the documents the government
had seized and was asked on cross examination if
he had “come across any secret national defense
information that was transmitted (to
Cuba)?” His response, “Not that I recognized, no.”
Far from providing damning evidence for the
prosecution, the documents seized from the
defendants were used by the defense because they
made clear the non-criminal nature of Guerrero’s
activity at the base. He was to “discover and
report in a timely manner the information or
indications that denote the preparation of a
military aggression against Cuba” on the basis of
“what he could see” by observing “open public
activities.” DGE141(E). This included information
visible to any member of the public: the comings
and goings of aircraft. He was also cutting news
articles out of the local paper which reported on
the military units stationed there. Former
high-ranking US military and security officials
testified that Cuba presents no military threat to
the United States, that there is no useful
military information to be obtained from Boca
Chica, and that Cuba’s interest in obtaining the
kind of information presented at trial was “to
find out whether indeed we are preparing to attack
them” (Major General Edward Breed Atkeson (US
Army, instructor at US Defense Intelligence
College).
The law on espionage in the United States is
clear: information that is generally available to
the public cannot form the basis of an espionage
prosecution. Once again, General Clapper, when
asked, “Would you agree that open source
intelligence is not espionage?” replied, “That is
correct.” So lacking in convincing evidence of
espionage was the prosecution’s case that after
all the evidence had been presented, it was
compelled to argue to the jury that they should
convict merely if they believed there was an
agreement to commit espionage at some unspecified
time in the future. Nonetheless, after hearing the
prosecution’s highly improper argument, repeated 3
times, that the five Cubans were in this country
“for the purpose of destroying the United States,”
the jury, more swayed by passion than the law and
evidence, convicted. This finding is being
appealed to the 11th Circuit Court of
Appeals.
No Murder
In addition to espionage, the other serious
charge--conspiracy to commit premeditated murder--
was levelled against Gerardo Hernandez. It was
based upon the February 24 incident. The facts
presented at trial made it obvious that Hernández
was not responsible for the fate of the men in the
planes, it was not the result of any premeditated
murder, and there was no agreement that if the
plane was downed, it should be in international,
rather than Cuban waters. All three are required
for conviction.
The evidence showed that on February 24, 1996, in
what was by then a familiar scenario, Basulto and
his cohorts took off from Florida in 3 planes and,
once airborne, veered off their flight plans and
headed straight for Cuba. After being warned by
Cuban air control that they were entering a
prohibited area, they were intercepted, and two
were shot down by the Cuban Air Force. Miami
residents died. In a recording played at trial,
Basulto, who piloted one of the planes, could be
heard laughing as the planes deliberately violated
the order to turn back. He returned safely to
Miami. Prosecutors used the law of conspiracy to argue that
Hernández, who had played a role in infiltrating
groups such as Brothers to the Rescue and was
alerting
Cuba of its plans, was responsible for murder.
There were a number of problems with this theory.
In the first place, it is not a crime for Cuba to
shoot down aircraft flying over its own
territorial waters or land. Thus, the trial judge
ruled that In order to convict Hernández of this
charge, the prosecution would have to prove that
long before the planes even took off, there was a
specific plan or agreement to shoot down them down
before they reached Cuban territory. Otherwise,
the United States would have no jurisdiction and
prosecution could not prove an essential element
of the charge: that the critical events were to
take place not in Cuban territory, but in what
United States claims as its “special maritime or
territorial jurisdiction.”
The prosecution conceded that it had no evidence whatsoever
regarding any agreement about where intruding
planes might be stopped. It thus filed an
extraordinary appeal to the Court of Appeals for
the 11th Circuit, complaining that,
given the evidence presented at trial, the ruling
created an “insurmountable obstacle” for
conviction.
The appeal was rejected, and the jury was
instructed that it must find beyond a reasonable
doubt that there was a specific agreement to shoot
down the planes in international waters. It hardly
noticed the “insurmountable obstacle,” and
convicted in record time.
Moreover, Cuba did not provoke the February 24
incident. Rather, it tried to prevent it. Those
responsible are those “who did not relent in their
efforts to provoke an armed conflict between the
United States and Cuba” so that the US military
“can do for them what they themselves have not
managed to do in forty years: overthrow the
government of Cuba, regardless of the cost in
human life.”
The defense placed evidence before the jury about
the history leading up to the decision to shoot
down the planes on February 24, 1996. It
subpoenaed Basuto, to testify. A bitter opponent
of the Cuban government (and ally of Jeb Bush), he
was one of the founders of “Brothers to the
Rescue,” which purported to be a “humanitarian
organization” created to rescue those who left
Cuba and attempted to enter the United States by
sea in violation of both Cuban and U.S. laws. The
organization lost its reason for being, however,
in 1995, when the U.S. and Cuba entered into an
agreement which effectively stopped the practice
of luring people to take to sea and head for
Florida on the promise of riches. With no one left
to “rescue,” Basulto steered the group toward more
aggressive action, repeatedly flying into Cuban
airspace, dropping propaganda leaflets, medals and
other objects over Havana, and otherwise invading
Cuban airspace, harassing, endangering and
threatening tourists, government agencies and
Cuban civilians, all in violation of U.S. laws and
F.A.A. regulations.
René Gonzalez, himself a pilot, had infiltrated
the organization to learn of its plans and warn
Cuban authorities. Among other things, he learned
that the organization attempted to test bombs,
acquire more sophisticated aircraft, and even
planed to use remote aircraft to crash into a
public gathering in Cuba. Taken for a regular
member of the group, he was also asked to smuggle
drugs. He promptly reported the incident to the
FBI.
The propaganda drops and other over flights were
indispensable to the success of the group’s more
ambitious––and dangerous projects. Cuba repeatedly
protested to the United States about the
overflights and violations of US laws. The
protests were largely ignored. In the 20 months
just before February 24th 1996, there
were at least 25 deliberate illegal flights into
Cuban airspace. As their frequency increased, the
Cubans urgently sought American assistance in
preventing an incident that could make relations
between the two nations even worse––one of the
goals of Basulto.
As 1996 began, there were two more flights over
Cuba, one on January 9th and the other
on the 13th, dropping over a half
million leaflets calling on the Cuban people to
revolt. The last flight was followed by an
appearance by Basulto on TV Marti––a virulently
anti-Castro program paid for by US tax dollars
funneled through the Cuban American National
Foundation. He triumphantly announced that the
Castro regime “isn’t invulnerable,” and urged his
“compatriots on the island...to take personal
risks...and to consider all the things that can be
done.”
When, pushed by right-wing Cubans and Florida
politicians, the U.S. Congress passed the
draconian “Helms-Burton” Act in response to the
shoot-down, Basulto gloated at the success of his
efforts to make US-Cuba relations even more
strained––and to make living conditions in Cuba
even more difficult.
In addition to Basulto and a number of former
military and intelligence officials, the defense
also subpoenaed Richard Nuncio, who testified that
he “made Cuba policy on behalf of the President.”
He testified that he was concerned when he
received Cuba’s protests about the incursions, but
found he could do little to stop them. He recalled
his alarm as he watched Basulto’s provocative
announcement. He read to the jury a memo penned by
an assistant in the State Department which
reflected not only a decision not to interfere
with Basulto’s clearly illegal activities, but
also some concern that when the Cuban government
finally responded to the continual provocations,
responsibility might be laid at the feet of an
agency of the United States government::
“...this latest overflight can only be seen as further taunting of the
Cuban Government. State is increasingly concerned
about Cuban reactions to these flagrant
violations... worst case scenario, is that one of
these days the Cubans will shoot down one of
these planes and the FAA better have all its ducks
in a row.”
The Cubans, from the very highest level of their
military, warned their American counterparts that
the policy of restraint only seemed to encourage
the aviation outlaws. The Cubans could no longer
abide the wholesale violations of their
sovereignty and security, and spoke openly of
taking defensive measures against the overflights.
U.S. Admiral Eugene Carroll, retired, testified
for the defense. Just three weeks before the
February 24 incident, while attending a military
conference in Havana, he was taken aside by the
chief of the Cuban Air Force and told “very
pointedly” that the Cubans had the ability to
shoot down these aircraft, referring specifically
to recent overflights and Basulto’s televised
boasting. Admiral Carroll immediately advised the
State Department and Defense Intelligence Agency
officials of the warning.
According to another memo presented at trial, one
day before the fatal flight, on February 23rd,
the State Department received word of “...an
unauthorized flight into Cuban air space
tomorrow.” It decried the fact that the FAA was
powerless to prevent “flights such as this
potential one” and pessimistically, but
prophetically, concluded, that in the face of
repeated and increasingly frequent and brazen over
flights “ . . . the government of Cuba would be
less likely to show restraint in an unauthorized
flight scenario this time around.” Still, nothing
was done to stop Basulto.
On February 24th 3 aircraft took off
from Florida and headed toward Cuba. The FAA, not
the defendant Hernandez, notified the authorities
in Cuba of their flight plan after it was filed.
As they were approaching Cuban waters the planes
were warned by Cuban flight control “We inform you
that the area North of Havana is activated. You
are putting yourself in danger by flying below 24
North.” Basulto, in the lead plane, the only one
to survive the mission, laughed and continued
ahead. On the basis of this evidence, the jury
convicted Gerardo Hernandez, who had no contact
with the Cuban Air Force or other authorities
about the decision to shoot down the plane, of
conspiracy to commit premeditated murder.
The Real Problem: Terrorists with Impunity
The law in the United States is clear: if one acts
to prevent a greater harm, even if he/she
violates the law in the process, he will be
excused from any criminality because society
recognizes the necessity - even the benefit - of
taking such action.
Thus, if one sees his neighbors’ house on fire he
may trespass onto his neighbors’ property to
extinguish the blaze without fear of prosecution.
Likewise, if one is aware of threatened violent
action against his fellow citizens - and there is
a history of such actions - he may take steps to
protect potential victims, and no
criminality will attach since those acts were
committed out of necessity. Thus, the Five, who
admitted using false identities (except for
Guerrero and Gonzalez) and failing to register
with the Attorney General as foreign agents,
argued that all 26 charges against them ought to
be excused under the doctrine of necessity since
they arose out of their actions in attempting to
stop a greater harm - violence directed at their
country.
The trial judge was asked to instruct the jury
that they may acquit the Five if they believed
they acted out of necessity to prevent violence.
This the court refused to do even though the
defense had presented 35 documents demonstrating
the very real threat posed by the terrorist
network acting out of Southern Florida and
furthermore called to the witness stand members of
that network who confessed crimes against Cubans
and Americans, as well as FBI agents who
acknowledged their failure to stop such actions
even though it was obvious Cubans and Americans
would be injured or killed.
First the Court limited the defense evidence to a narrow time
frame - from 1992 to 1998 - even though ample
evidence existed of terrorist violence for four
decades. Then, after hearing and seeing
the abundant evidence of terrorist acts in that
limited time frame, it inexplicably took from the
jury the right to exonerate the Five on the basis
of necessity.
That ruling is being actively appealed to the
appellate court. But then, things got even worse.
When the Sociedad Cubana De Ciencias Penales
sought to file a Friend of the Court brief
(known as an Amicus brief) in order to assist the
appellate Court in reviewing the trial court’s
determination, it was rejected out of hand by the
appellate court despite the scholarly writing of
the Society’s attorney, Professor Erik Luna, a
distinguished professor at the University of Utah
Law School.
Nonetheless, the necessity issue has been appealed
and is before the 11th Circuit Court of
Appeals which will decide the issue without the
benefit of the Sociedad’s brief.
Shoot the Messengers
Just months before the arrest of the Five, on June
17, 1998, the Cuban government had turned over to
US law-enforcement officials a memorandum
summarizing evidence gathered on the Miami-based
40-year campaign of murder, bombings, arson and
other attacks against Cuba.
At a historic meeting in Havana, the Cubans
implored U.S. law-enforcement officials to act on
that evidence in order to end the cycle of terror.
The evidence turned over to the FBI––documents,
photos, surveillance and other evidence––showed
several extreme right-wing organizations based in
Miami were desperate about signals that support
for the US
embargo against Cuba was dwindling, and that Cuba
was recovering from the collapse of the Soviet
bloc. They hoped to provoke a crisis that could be
used to mobilize hostility and provoke an attack
or invasion by the United States military. Cuban
officials asked the FBI to end the impunity of
these right-wing terrorists before any more blood
was shed.
The FBI should have had plenty of evidence
already. Over the past 43 years, hundreds of
terrorist acts have been launched against Cuba
and Cubans, most from Miami. The FBI and local
police are aware of these incidents, including
assassinations and bombings, but rarely make
arrests. An April 2000 Miami Times article
titled “The Burden of a Violent History”
documented the “lawless violence and intimidation”
which have “have been the hallmarks of ex
Exilio for more than 30 years.” It listed
scores of incidents.
The FBI promised the Cuban authorities it would
act on the information provided at the Havana
meeting within weeks. Luis Posada Carriles, for
one, was not worried. On July 12 and 13, he
boasted to the New York Times that “the FBI
and the CIA don’t bother me, and I’m neutral with
them. Whenever I can help them, I do.” Rather than
going after Posada Carriles, Bosch, Basulto, or
those who funded their terrorist activities, the
FBI arrested the source of the information: the
five Cubans.
The theme of the prosecution and the press
throughout the trial was, as a Miami Herald
editorial put it, “Terrorism shall not win.”
Indeed, stopping terrorism was precisely the
objective of the defendants. As Gerardo Hernández
told Judge Lenard at his sentencing, quoting words
he had written before the September 11 attacks:
“Cuba has the right to defend itself from the terrorist acts that are
prepared in Florida with total impunity, despite
the fact that they have been consistently
denounced by the Cuban authorities. This is the
same right that the
United States has to try to neutralize the plans
of terrorist Osama Bin Laden’s organization, which
has caused so much damage to this country and
threatens to continue doing so. I am certain that the sons and daughters of this country who are carrying
out this mission are considered patriots, and
their objective is not that of threatening the
national security of any of the countries where
these people are being sheltered.”
A
New Trial: Necessary to Avoid a Mockery of Justice
The swift verdict was not the result of a careful
analysis of the facts presented at trial and
dispassionate application of the law. Rather, it
was the virtually inevitable result of the refusal
to move the trial to a district less saturated
with community prejudice and passion about issues
relating to Cuba. It was also the product of the
prosecution’s decision to pretend that justice
could be done in this case in Miami.
Then, a year after the defendants’ conviction, the
same United States Attorney who had argued that
the five accused of conspiring to spy for the
Cuban government could get a fair trial in Miami
did a complete about face. He took the
extraordinary step of himself asking for a change
of venue in a civil case, arguing that his
client––the Attorney General of the United
States––could not get a fair trial there. In a
case charging the INS with employment
discrimination against Latinos, he cited many of
the same factors the Cubans had argued showed the
kind of community prejudice that made a fair trial
impossible for them. In the case of the Cubans, he
ignored the possibility of community prejudice
altogether, and insisted that they were not the
victims of overwhelming pretrial publicity. But
when it came to his own client, he pointed to
events such as the furor over the decision to
return Elián González as evidence of community
bias. The furor over Elián González peaked just
six months before the trial of The Five, and
eighteen months before the U.S. Attorney cited it
as proof of bias in his employment case.
Not only did the prosecutor rely upon the same
facts he had previously rejected as insignificant,
but he also did a complete about-face with regard
to the law as well. In the Cubans’ case, he argued
that because Miami was an “extremely heterogeneous, diverse and
politically non-monolithic metropolitan area,” the
leading case relied upon by them was completely
irrelevant. In his own brief, he cited it as the
controlling law.
By assuming these two absolutely contradictory
positions with regard to the possibility of
getting a fair trial in Miami in cases that would
inevitably stir up the passions manifested in
regard to the Elián case, the prosecutor ignored
the responsibility of the public prosecutor as a
representative of what the Court of Appeals called
“a government dedicated to fairness and equal
justice for all,” to safeguard the rights of
defendants.
United States v. Wilson,
149 F.3d 1298, 1303 (1998). Taking one position at
one moment and its opposite at another, depending
on which position is most advantageous in the
particular case, has been specifically condemned
by that Court, which reviews all appeals from
Miami and thus that same United States Attorney,
as making “a mockery of the justice system.” (Salomen
Smith Barney, v.
Harvey,
260 F.3d 1302l, 1304 (2001).
The discovery of the prosecution’s about-face has
led attorneys for The Five to file a motion for a
new trial that fully documents the impossibility
of holding a fair trial in Miami. That motion was
also denied and now joins the other issues as an
additional argument on appeal.
The Appeal Process in Atlanta
On April/May, 2003, the Attorneys for the Five
presented their appeal statements before the
United States Court of Appeals for the 11th
Circuit in Atlanta.
The principle arguments of the defense are the
following:
1. The defendants were denied a fair trial, since
Miami was the one venue in which they could not receive a
just consideration of their case.
2. Conspiracy to commit espionage was not proven
beyond a reasonable doubt. 3. Conspiracy to commit
murder by Gerardo Hernandez was not only not
proven beyond a reasonable doubt (as conceded by
the government), but was a charge that has no
precedent in American law, since the shoot down
was an act of a sovereign state in protecting its
sovereignty , land and people.
4. The sentences handed down were excessive and in
violation of the appropriate guidelines.
5. The secret procedures invoked by the government
and the conduct of the trial were fundamental
violations of the US Constitution.
6. Any acts taken by the Five, all unarmed and
involved in allegations of espionage, were
justified by the Doctrine of Necessity, and
therefore excusable in Law.
On September 29, 2003,
the United States Government filed its written
answer to the briefs filed by the Five. The
defense filed its written reply on November 17.
That concluded the written presentations to the
Court of Appeals.
The hearing before three judges of the
Court of Appeals took
place on March 10 in
Miami Florida.
On August 9, 2005, the three magistrates mandated
by the 11th Circuit Court of Appeals to hear the
case of the Five released their decision,
unanimously ruling to reverse their convictions
and order a new trial.
The Court of Appeals recognized the right of the
Five to be tried fairly in a non coercive
atmosphere and to have a fair trial as
contemplated in the US Constitution and alleged
that:
-
In this case the necessity of a new trial “was
mandated by the perfect storm created when the
surge of pervasive community [Miami]
sentiment, and extensive publicity both before
and during the trial, merged with the improper
prosecutorial references.”
-
“The evidence submitted [in the Miami Court]
in support of the motions for change of venue
[presented by the Defense] was massive.”
-
“…empanelling such [impartial] jury in this
community [Miami] was an unreasonable
probability because of pervasive community
prejudice” … “thus, a change of venue was
required.”
-
The newly discovered evidence in which was based
the November 2002 motion for a new trial “is of
such a nature that a new trial would reasonably
produce a new result.”
The Defendants
The five defendants remain in some of the worst
prisons in the United States, most are held in
high-security prisons. By separating the Five into
prisons in California, Wisconsin, South Carolina,
Texas and Colorado, the government has prevented
their attorneys from easily having access to all
Five. This has had a disruptive effect on their
ability to prepare and file the appellate papers.
From February 28, 2003 to March 31, 2003 the U.S.
Department of Justice decided to keep them in
solitary confinement alleging “national security”
reasons. They were again sent to “the hole”,
preventing their contact with the world. Their
communications with the lawyers were cancelled.
The visits were prohibited, including the consular
ones; they were not allowed to receive
correspondence, or to use the phone, or even to
communicate with their families and lawyers. This
measure was adopted by the Government of the
United States in a crucial stage of the legal
process, when the lawyer-client contacts are vital
and the lawyers were focused their attention in
the preparation of the appeal statements.
For five years, the American authorities have
denied the visas to the wives of Gerardo Hernandez
and Rene Gonzalez.
In the case of Adriana Pérez Oconor, she has not
been able to visit Gerardo since his arrest in
1998, and in the case of Olga Salanueva she has
not been able to visit René since 2000, when she
was deported from the United States, and nor has
their little daughter Ivette, who hardly knows her
father since she last saw him in prison when she
was 4 months old.
On June 20, 2003, Olga Salanueva and Adriana Pérez
lodged once again applications with the U.S.
authorities for visas to travel to the United
States in order to visit their husbands. More than
four months after they applied for the visas the
U.S. authorities officially announced that the
visas for both women had once again been denied.
Organizations such as Amnesty International have
confirmed the constant and flagrant human rights
and children's rights violations to which these
prisoners and their families have been subjected.
Amnesty has so written to the Attorney General and
the Federal Bureau of Prisons of the United
States.
This is not only a violation of international
human rights, but a violation of the US
Constitution as recently expressed by the US
Supreme Court in the case of Overton v. Bazzetta.
It is even a violation of the regulations of the
Federal Bureau of Prisons (28 CFR Sec.540.40). The
continued isolation of Gerardo and Rene from their
families is completely unjustified as a matter of
law, and morally intolerable.
The Gathering Protest in Response
The appeal has been joined and supported by some
of the most prestigious associations of lawyers
and jury experts in the United States
and abroad.
The National Jury Project, made up of the leading
experts on the jury system in the United States,
has filed a brief with the trial court urging a
new trial. In addition, the National Lawyers
Guild, representing nearly 5,000 attorneys in the
United States, has also filed a formal pleading
with the court, arguing for a new trial in a fair
venue. That pleading was joined in by the
International Association of Democratic Lawyers,
with members in 90 countries and consultative
status at the United Nations. These motions were
rejected by the South Florida Court.
On April, 2003, the Cuban Society of Criminology
filed through Professor Erik Luna, University of
Utah College of Law, Amicus Curiae in Support of
Appellants before the Court of Appeal for the
Eleventh Circuit The ruling judge rejected the
brief in a terse legal order. Still, those who
read the brief described it as very well-written
and containing compelling arguments. On June of
this year, the National Lawyer Guild filed an
Amicus Curiae urging a New Trial before the Court
of Appeal that was supported by the International
Association of Democratic Lawyers and it was
accepted by the Atlanta Court.
On November, 2003, the delegates to the XIII
Continental Conference of the American Association
of Lawyers, in Argentina, agreed to condemn the
unfair legal process followed against the Five
Cubans.
On March 10 at the hearing in Miami were present among
others: Fabio Marcelli, Secretary General of the
Italian Association of Democratic Lawyers, Jeanne
Mirer , treasurer of the IADL and an Attorney from
Detroit,
, Peter Erlender and Ian Thompson from the National Lawyers Guild,
Eberhard Schultz,
from the
International League for Human Rights and observer
for the Berlin BAR Association, Carlos Zamorano
from the American Association of Jurists, Edith
Flamand, Belgium attorney from the Progressive
Lawyers Network (PLN) and the father Geoff
Bottoms, Catholic priest, Blackpool, England.
The UN Working Group on Arbitrary Detentions
(Human Rights Commission) declared on May 27,
2005, that
the deprivation of liberty of Antonio Guerrero
Rodriguez, Fernando González Llort, Gerardo
Hernández Nordelo, Ramón Labañino Salazar and René
González Sehweret is arbitrary and requested the
Government of the
United States to adopt the necessary steps to
remedy this situation.
The Group adopted that decision following a
request made by the families of the five Cubans
after evaluating arguments put by both the
families and the US government.
As is evident from the decision, the arguments on
which the Working Group relied to arrive at that
conclusion were:
- That
“the trial did not take place in a climate of
objectivity and impartiality which is required”
and that
“the Government [of the
United States] has not denied that the climate of
bias and prejudice against the accused in Miami
persisted and helped to present the accused as
guilty from the beginning.” “It was not contested
by the Government [of the United States] that one
year later it admitted that Miami was an
unsuitable place for a trial where it proved
almost impossible to select an impartial jury in a
case linked with Cuba.”
- That
“The Government [of the United States] has not
contested the fact that defense lawyers had very
limited access to evidence because of the
classification of the case by the Government as
one of national security”, which
"undermined the equal balance between the
prosecution and the defense and negatively
affected the ability [of the defense] to present
counter evidence”.
- That the fact that the accused
“were kept in solitary confinement for 17 months”
determined that “communication
with their attorneys, and access to evidence and
thus, possibilities to an adequate defense were
weakened”.
- That these
“three elements, combined together, are of such
gravity that they confer the deprivation of
liberty of these five persons an arbitrary
character.”
This declaration confirms the essential arguments
put forth by the defense in an appeal filed with
the Eleventh Circuit Court of Appeals in Atlanta
in May of 2003.
Both in the
United States and throughout Europe, Asia and
South America groups of concerned citizens are
forming support networks in an effort to overturn
the injustice of the case and return the Five to
their country and families.
August 2005
NOTES
Professor of Sociology and Anthropology and
Director of the Cuban Research Institute at
Florida International University
Lieutenant
General, U.S. Air Force, retired. Commissioned
in 1961 he served for 32 years in active duty
in the U.S. Air Force and at the time of his
trial testimony was serving as Vice president
and Director of the Intelligence Program at
S.R.A. International in Fairfax, Virginia.
Among his duties he served for over three
years as Director of Air Force Intelligence
Programs and Systems in the Pentagon, and
later on as Commander of the Air Force
Technical Application Center, Patrick Air
Force in Satellite Beach, Florida. He also
served as Director of Intelligence for the
U.S. Forces in Korea, as Director of
Intelligence for the entire U.S. Air Force
during Operations Desert Shield and Desert
Storm, concluding his active service for a
4-years period as Director of the Defense
Intelligence Agency (D.I.A.), the senior
military analytic organization for the
Department of Defense, which has a worldwide
global mission to study foreign military
activities and operations. (05/16/01, pages
13089 – 13235)
Defense
Counsel William Norris, for defendant Ramón
Labañino:
- Would you
agree, General Clapper, the hallmark, or the
distinguishing characteristic of open source
intelligence is that it is not espionage?
- That is
correct.
Defense
Counsel Paul McKenna, for defendant Gerardo
Hernández:
- What you
do see is that he is telling somebody to get
public information; correct?
Eugene
Carroll,
Rear Admiral
U.S. Navy, retired, 35 years of active
service, including the command of two aircraft
squadrons, two warships, including an aircraft
carrier, and command of the carrier battle
force of the U.S. Sixth Fleet. He currently
serves as the Vice president of the Center for
Defense Information in Washington D.C. and has
visited Cuba. (Trial transcript 03/06/01,
pages 8196 –
8301)
-
“What
information about United States Navy Tactics
and training levels would be of any use to the
Cuban military?”
-
“I know of
none. We have been sending teams down to Key
West to train and learn fighter tactics for
decades and it is a given fact that these
planes come and go, come and go”
(at pages 8229 –
8230)
Edward
Breed Atkeson,
Major General, U.S. Army; West Point graduate,
Master’s
Degree from Syracuse University and PhD.
University of Luton, United Kingdom.
Commissioned in 1951, he rose through the
ranks, first in artillery, anti-aircraft
battery commanding and eventually
intercontinental ballistic missiles and
military intelligence detachment. He ended up
in the intelligence field serving under the
Director of the Central Intelligence Agency
(C.I.A), retiring from active duty in 1984,
since then he has been a consultant to Rand
Corporation, serving as an instructor at the
Defense Intelligence College and for the last
10 years serving as a Senior Fellow in the
Institute for land Warfare (Trial Transcript,
04/11/01, pages 11049
–
11199)
Defense
Counsel Paul McKenna, for Defendant Gerardo
Hernández:
-
“In your
review of all the materials, did you ever come
across any taking for people to get a hold of
classified materials?”
-
“No”.
-
“Did you
ever find any specific tasking to get a hold
top secret material?”
-
“No”.
-
“Did you
ever come across any tasking directing agents
to find materials that would be harmful to the
United States?”
-
“No”.
(At pages 11100 –
11102)
Charles
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